Audit Programs
Table
of Contents:
This SAP audit program contains 39 tests designed to evaluate adequacy of the key configuration settings, monitoring techniques and access restriction mechanisms to sensitive transactions in SAP R/3. The control framework covers the following components of the treasury process:
Borrowing
SAP audit plan to determine if recorded debt and loan repayments are valid, accurately calculated and recorded in the appropriate period:
Managing Cash and Investments
SAP audit program and testing procedures to ensure that investments represent true assets of organization and that all investment transactions are valid and accurately recorded in the appropriate period:
Monitoring Derivative Transactions
Controls and test steps to ensure recorded derivative transactions represent assets or liabilities of the organization & accurately recorded in the financial statements:
Everything has been conveniently pre-documented with fill-in fields for company-specific information (entity name, date, data extracted from the system, etc.) which will allow you to proceed with your assessment immediately.
Please view an excerpt from the audit program to ensure it's right for you.
Price: $35.00 (Instant Download)
This SAP audit program contains 39 tests designed to evaluate adequacy of the key configuration settings, monitoring techniques and access restriction mechanisms to sensitive transactions in SAP R/3. The control framework covers the following components of the treasury process:
Borrowing
SAP audit plan to determine if recorded debt and loan repayments are valid, accurately calculated and recorded in the appropriate period:
- SAP edits for financial documents (i.e., doc. type, posting keys, tolerance groups, etc.)
- Maintaining posting periods in SAP
- Monitoring of the loan register for accuracy and ongoing pertinence, and more.
Managing Cash and Investments
SAP audit program and testing procedures to ensure that investments represent true assets of organization and that all investment transactions are valid and accurately recorded in the appropriate period:
- Maintaining bank accounts in SAP R/3
- Access to process electronic or manual bank statements
- Lockbox functions for the receipt & processing of incoming payments
- Posting incoming payments outside of the lockbox process
- Processing incoming checks - posting electronic check deposits & processing incoming checks manually
- Access to maintain memo records
- SAP edits specific to document number ranges
- Positive Pay process controls (set up, monitoring accuracy of file transfers to banks)
- Reconciliation of bank statements to SAP postings & to prior day's bank statements
- Monitoring recorded investment purchases, sales, maturities of investments, & more.
Monitoring Derivative Transactions
Controls and test steps to ensure recorded derivative transactions represent assets or liabilities of the organization & accurately recorded in the financial statements:
- Approval of derivative transactions
- Monitoring counterparty confirmations for completeness of derivative transactions.
Everything has been conveniently pre-documented with fill-in fields for company-specific information (entity name, date, data extracted from the system, etc.) which will allow you to proceed with your assessment immediately.
Please view an excerpt from the audit program to ensure it's right for you.
Price: $35.00 (Instant Download)